Compliance Associate Job at Fernridge Group, New York, NY

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  • Fernridge Group
  • New York, NY

Job Description

Compliance Associate (New York, New York): Our client, a hedge fund with $7b+ in AUM, is seeking a compliance associate to join the GC/CCO. This new hire will play a key role in managing the firm’s compliance program and work directly with stakeholders at the firm.

Highlights:

  • Opportunity to work #2 to the GC/CCO and be a true compliance generalist
  • Fast paced, entrepreneurial environment
  • No shortage of exposure to compliance topics and opportunity to grow (there are no plans to hire over this individual)

Responsibilities:

  • Review and vet experts for expert network calls and chaperone interactions
  • Conduct testing including trade surveillance, expense reviews, political contributions, gifts and entertainment, research practices and social media searches
  • Coordinate the firm’s annual compliance review
  • Review marketing materials
  • Assist with the preparation of regulatory filings
  • Coordinate with the firm’s outsourced compliance consultants and vendors

Qualifications:

  • 3+ years of work experience in a compliance role (hedge fund experience is a plus)
  • Excellent verbal and written communication skills and exceptional attention to detail
  • Positive, proactive attitude and willingness to evolve the role based on the needs of the firm

Job Tags

Work experience placement,

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