Job Description

Corporate Actions / Transfer Manager

Job Responsibilities:

Ensure accurate and timely notification and processing of all corporate action events using: Inteliclear, DTCC, Mdiant

• Work closely with IT to define business requirements for system changes necessary to support the processing of corporate action events.
• Primary contact for all corporate action inquiries
• Develop and maintain procedures for processing and supervision of corporate action events
• Participate in industry / DTCC working groups to keep abreast of upcoming enhancements, changes in regulations and/or issues facing the industry

Account Transfers

Job Responsibilities

Ensure accurate and timely notification and processing of all incoming and outgoing transfer requests in accordance with FINRA rule 412 / 11870 using: Inteliclear, DTCC

• Work closely with IT to define business requirements for system changes necessary to support the processing of account/asset transfers through Inteliclear including the receipt/transmission of cost basis
• Develop and maintain procedures for processing and supervision of corporate action events
• Participate in industry / DTCC working groups to keep abreast of upcoming enhancements, changes in regulations and/or issues facing the industry

Qualifications:

FINRA Series 7 & 24 required

Knowledge and Skills:

• Minimum 10 years of experience performing and managing corporate action and transfer functions at a clearing firm
• Experience training and developing staff
• Ability to effectively communicate and interact with all levels of management and work in a team-oriented environment
• Strong analytical, critical-thinking and problem-solving skills
• Demonstrated ability to manage multiple projects

About the Company

“Built By Active Traders, For Active Traders” , TradeZero was founded in 2015 by a team that leveraged decades of collective operating and trading experience to build a next-generation trading platform tailored to the needs of the ever-growing community of sophisticated traders.

With its core offerings of U.S. equities, equity options, and its proprietary Short Locate Services (U.S. patent pending), TradeZero serves both domestic and international active traders, representing a robust and growing total addressable market.

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